Disclaimer
Is FinLicensePrep connected to FINRA or any regulator?
No. FinLicensePrep is an independent publisher with no link to any regulator or exam provider.
FinLicensePrep is an independent study resource. It is not affiliated with, endorsed by or sponsored by FINRA, NASAA, the SEC, the NMLS, the Conference of State Bank Supervisors or any other regulator or exam provider. All trademarks belong to their respective owners. Our practice questions are original and are not actual exam questions.
For official information, go to the regulators’ own websites: FINRA, which writes and runs the SIE exam, and NASAA, the association of state securities regulators.
Is the content on this site advice?
No. Everything on FinLicensePrep is for educational use only. Nothing on the site is investment, financial, tax or legal advice, and nothing should be read as a recommendation to buy, sell or hold anything.
Are the people and companies in the questions real?
No. All figures, companies and customers in our questions are hypothetical. Any likeness to a real person, firm or product is by chance.
Do practice scores predict my exam result?
No. Practice scores do not predict or guarantee results on the real exam. They show how you did on our questions on that day, nothing more.
Can exam rules and fees change?
Yes. Rules, fees and exam formats change. We date every exam fact and check it against the regulator, but the regulator’s publications are authoritative. If our page and the regulator’s page disagree, follow the regulator and please let us know through our contact page.
Where can I learn how the content is checked?
Our editorial policy explains how every question is written, recalculated, fact-checked and corrected.